A Theory of Humor

a.k.a. The N+V Theory of Humor

Full, original version.
(Converted with LaTeX2HTML.)

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This is an HTML conversion of the LaTeX source of the paper published in May, 1998
in Humor, the International Journal of Humor Research, copyright Walter de Gruyter.
Please acknowledge that publication in any reference to this work.
For publication requests, please ask the copyright holder.


Author contact information:
Mail: Then: Thomas C. Veatch, Ph.D., Visiting Assistant Professor, Dept. Linguistics, Stanford University, Stanford, CA 94305-2150
Now: Tom Veatch, 7804 NE 183rd St., Kenmore WA 98028
Email: first initial, middle initial, last name, "@", gmail, dot, com


This paper presents a theory of humor, that certain psychological state which tends to produce laughter. The theory states that humor is fully characterized by three conditions, each of which, separately, is necessary for humor to occur, and all of which, jointly, are sufficient for humor to occur. The conditions of this theory describe a subjective state of apparent emotional absurdity, where the perceived situation is seen as normal, and where, simultaneously, some affective commitment of the perceiver to the way something in the situation ought to be is violated. This theory is explained in detail and its logical properties and empirical consequences are explored. Recognized properties of humor are explained (incongruity, surprise, aggression, emotional transformation, apparent comprehension difficulty, etc.). A wide variety of biological, social/communicational, and other classes of humor-related phenomena are characterized and explained in terms of the theory. Practical applications are suggested, including ways to diagnose humor-related misunderstandings in everyday life.

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Next: Introduction
Tom Veatch